Our dedicated team of financial services experts bring an unrivalled amount of experience in advising leading financial institutions on the most complex and innovative legal issues. Alert The regulations implement the financial stability screening law (General Laws Ch. WebDavis Polk & Wardwell LLP fields a strong financial services team with expertise in acting for major banks, broker-dealers and fintech companies in complex regulatory matters. Financial regulatory practices vary from firm to firm. Some law firms are limited to providing financial regulatory advice to a particular type of financial institution, such as a bank or insurance company. Others focus on bank mergers and acquisitions. With 20 years of legal experience, Carl concentrates his practice on the representation of financial services firms in all aspects of their business. 03.09.23, Alert Represented private equity firm Liberty Hall Capital and Accurus Aerospace as regulatory counsel in the acquisition of six recent aerospace parts manufacturers, including AIM Aerospace and Bromford Industries. Our Political Law team possesses deep knowledge and exceptional experience in laws regulating campaign finance, lobbying, gifts and ethical issues and in crafting political law compliance programs for large organizations. New legislation lowers HSR filing fees for most transactions valued less than $500 million but increases the fees for transactions valued at or above $500 million, while introducing a new requirement to disclose subsidies received from U.S.s economic and strategic adversaries. In the face of a volatile financial market, Michael McGrath, an asset management and investment funds attorney, is joining Dechert from K&L Gates in Boston as a partner. Structured around core regulatory strengths governance, conduct and markets our team is well-known for its advisory and transactional work with the largest financial markets participants on both the wholesale and retail side, including banks, asset and wealth managers, brokers, market infrastructure players, commodities firms, and FinTechs. Fighting for Florida by Justin Smulison They are designed to promote a variety of purposes, including the safety and soundness of financial institutions, investor and consumer protection and financial stability. Known as one of the most innovative and comprehensive law firms in this space, we deliver 50-state advice and solutions to clients in these key areas: Ancillary products Gordon has conducted these services for public entertainment, utility and healthcare companies, local, regional and multinational financial institutions and holding Tom Bieging is of counsel with the firm. 11 Jan 2023 CEO agenda Six ways asset managers can prepare for an uncertain future 2 Feb 2023 Wealth and asset management He is a member of, and served as the first chair of, the firms financial services practice group. Mr. Cohen and S&C are at the vanguard of critical issues and developments Simply, we help you achieve your ambitions and resolve issues so that you can get on doing what you do best. As regulators collaborate to develop international and local standards, exchange information and co-operate on investigations, you need to be sure your financial regulatory lawyers can meet the challenge. They have in depth industry knowledge and have spent time in-house or working for / with the FCA. corporate governance matters for a wide variety of organizations. Below we explore the wages you are entitled to but may not be receiving. Mr. Colao has represented public and private Advice regarding statutes and policies restricting foreign investment in U.S. carriers, the sale of route authority and the legality of third parties obtaining security interests in international route certificates and airport slots held by other carriers. He has a general civil practice of both business and litigated matters, primarily in the banking, commercial lending and finance, corporate, public utilities, construction, fidelity and surety areas. Barack Ferrazzano Kirschbaum & Nagelberg LLP. Our lawyerswhich include a number of former Federal Communications Commission staffersoffer unique insights and access to meet clients needs. When it comes to choosing a title company, how much power exactly does a seller have? Alert The mandate gives data subjects greater rights and control over their personal information and requires that businesses meet stringent data privacy protection measures. You can withdraw your consent by clicking manage cookies and following the instructions shown. Can a new Department of Justice enforcement approach make clawback policies covering criminal activities a best practice? Represent the manufacturer in numerous transactions tied to the development of a small modular reactor technology. The group has earned two Gold Awards from the International Legal Alliance Summit & Awardsone for government affairs and regulatory law, the second for regulatory and public procurement. The team includes many former senior officials and staffers within the U.S. government, as well as numerous non-lawyer economists, scientific advisors and other consultants. The team also includes those who focus on contentious regulatory matters, with extensive experience advising clients on investigations and enforcement actions involving a wide range of regulators and agencies. Randall D. Guynn, Head of the Financial Institutions Group, Find a Ranked Financial Services Regulation Law Firm, California Do Not Sell My Personal Information Request. Rabkin & Johnson Current Legal Forms , contributing author, Matthew Bender & Company (1979-1999). WebThe world of financial services regulation is becoming increasingly globalized and complex. Legal 500 Asia Pacific, Dispute Resolution: litigation With longstanding, effective working relationships with local government officials and community/civic groups, we are particularly effective in streamlining the approvals process. Press Release context of shareholder proposals, tender offers, proxy contests, going private WebOur Financial Services Regulatory team combine the experience and expertise of ex-regulators, investigation lawyers, prosecutors, FCA Skilled Persons, heads of compliance and Money Laundering Reporting Officers, together with specialists from our Regulatory Consulting and Data Protection & Cyber Security teams to optimise the regulatory Sam advises clients include banks, asset management firms, broker dealers, payment institutions and corporate finance houses on a broad range of regulatory and compliance matters within the He advises clients on regulatory and compliance matters such as licensing and passporting mandates and establishing MTFs. It also comprises lawyers who served at the U.S. Environmental Protection Agency, Department of Energy, Department of the Interior, Federal Energy Regulatory Commission and various other agencies. 01.11.23, Alert Pillsburys Government Contracts & Disputes team advises clients at every stage of the government contracting process, from solicitation through final audit. Our team is at the forefront of global regulatory reform, with extensive experience working with the worlds leading financial regulators and enforcement agencies, and many members of our team have also held senior positions within these organizations. Please contact Matt Sale on +44 (0)20 7427 4910 for more information. Financial Services Regulation Effectively represented candidates and initiative campaigns throughout the election process and have advised officeholders following their election to public office. We are the expert of choice to resolve complex and large-scale projects particularly where clients need skilled practitioners to partner with them to navigate and provide innovative, timely and cost-effective solutions. Our Pharma, Life Sciences and Health Care lawyers possess a keen understanding of the health care industry and related policy. Prior to joining the Firm, Bill served as vice president and general counsel/corporate secretary for one of North Carolina's multi-bank holding companies. Where required we also have an integrated data analytics capability, one of the largest of its type in Australia. His broad banking and corporate law practice includes representations of lending institutions and business entities in a variety of commercial finance transactions. The department advises on compliance and licensing matters, AML issues and establishing MTFs. If you wish to discuss any of the matters set out above, please contact the Gibson Dunn lawyer with whom you usually work, any member of Gibson Dunns Global Financial Regulatory team, or the following authors in London: Michelle M. Kirschner (+44 (0) 20 7071 4212, mkirschner@gibsondunn.com) WebWe take a multi-disciplinary approach to responding to your financial regulation advisory, transactional, litigation and enforcement needs across many jurisdictions. Barack Ferrazzano Kirschbaum & Nagelberg LLP. WebUSA USA - Nationwide. Assisted Front Porch Corp. in obtaining facility waivers and stopping administrative proceedings by the Department of Labor related to affirmative action plan requirements. Our team is well-versed in the myriad legal and regulatory aspects of providing financial services solutions in a global economy and work closely with financial institutions, money services businesses, payment networks, social media and games companies, retailers, processors and other businesses that incorporate emerging financial services in their products and services. 01.26.23, Alert Laurence K. Richmond ("Larry") has practiced for over seventeen years, first as an Assistant District Attorney, then with Stroock & Stroock & Lavan, before opening the firm of Laurence K. Richmond & Associates, P.C. She assists national and state banks, investment banks, consumer and commercial finance companies, mortgage bankers, installment lenders and other licensed lenders in the development and maintenance of nationwide consumer and commercial lending programs. New. matters, including the licensing of bank subsidi Publications: City of Cleveland v. Deusche Bank Trust Co., et al. First, Frank assists all types of clients in complying with state and federal consumer financial protection laws related to retail installment sales contracts, secured and unsecured loans and lines of credit, residential mortgages and home equity loans, auto leases, etc., with a focus on compliance with the state uniform consumer credit code ("UCCC"). We help our clients structure their businesses and operations in the most efficient and commercial way, complying with relevant requirements, minimizing regulatory burdens and developing business opportunities from Across the U.S. and in a variety of industry sectorsincluding financial services, health care, and nonprofit organizationswe provide clients with insightful state and local government strategies to help them challenge potentially harmful regulations, expedite permitting and licensing approvals, enact favorable policy, win contracts and avoid enforcement actions. Assisting health systems in HRSA 340B drug discount program compliance reviews, HRSA audits, developing correction plans and implementing manufacturer underpayment settlements. Ruth is a corporate, commercial and regulatory lawyer who specialises in the insurance sector. We cover wholesale and retail financial services both within and outside the financial sector, and are structured around our core regulatory strengths: banking, markets infrastructure, commodities, asset and wealth management, insurance and FinTech. Please click OK to signify your consent to our use of cookies. The firm has advised on all manner of energy-related regulatory issues in 75+ countries worldwide, providing regular counsel on both U.S. regulatory requirements and those governing other jurisdictions. He regularly represents financial institutions on public and private securities offerings, recapitalizations, mergers and acquisitions and contract negotiations. MoFo understands how to help our clients navigate this Mr. Fields advises banks in mergers and acquisitions and capital market activities, as well as private equity firms and other investors in the financial institutions sector. These institutions include banks, broker The financial services industry is one of the most sophisticated, globally integrated, and highly regulated industries. Representing and counseling Asian, Latin American and European airlines in code-sharing, bilateral, safety oversight and commercial and antitrust issues related to strategic alliances involving United Air Lines, Delta Air Lines, and American Airlines. member of Haynsworth Sinkler Boyd's corporate securities and financial Represented the VON Coalition since its inception in 1997 in all VoIP proceedings at the FCC and state regulatory commissions. Our data analytics experts specialise in the financial services sector, supporting clients on some of their most critical regulatory and legal challenges, including remediation, financial crime, and data management. 02.16.23, Alert He is named among the prestigious Legal Who's Who as o Jason Bushby provides regulatory compliance, enforcement, and litigation assistance to a range of financial services clients across the country. Efficient, client-focused and available 24/7, Pillsbury is the leader in advising nonprofits and perhaps unique among major U.S. law firms in maintaining a practice dedicated exclusively to representing nonprofit organizations. Noble Legal Limited. securities laws, as well as in mergers and acquisitions, venture capital Our Financial Services Regulation team is also committed to thought leadership, with members participating in committees of industry bodies, speaking regularly at industry events, commenting in the press and contributing to academic and professional publications. Head of White-Collar and Co-Head of RISC, United States, We grow our risk advisory offering with renowned financial crime partner, Norton Rose Fulbright recognised in Legal 500 Asia Pacific 2023 Guide, Our Greater China offices received impressive rankings in Chambers Greater China Region Guide 2023, Cross-border team advises DUBAG on Emitec acquisition, Three New York partners named to Crains 2022 Notable Diverse Leaders in Law, James Collis joins London banking and finance team as partner, Counsel Franck Cera joins Luxembourg investment funds team, Stay up to date with the latest publications, podcasts, webinars and events, Washington DC *associate office **alliance, Environmental, social and governance (ESG), Information governance, privacy and cybersecurity, Anti-Facilitation of Tax Evasion Statement. Firm founder and lead trial lawyer James P. Frantz discusses how landmark victories in litigation and trial protect consumers. commercial transactions. Mr. Gabai regularly represents clients facing issues with the Truth In Lending Act, Real Estate Settlement Procedures Act, Home Mortgage Disclosure Act, Community Reinvestment Act, Electronic Fund Transfer Act, Fair Credit Reporting Act, Fair Debt Collection Practices Ac Neil Grayson, a partner with Nelson Mullins Riley & Scarborough LLP and the head of the Firm's Financial Institutions Practice Group, has a corporate practice focused primarily on the financial institutions and mobile payments industries. Asset-based lending / finance leasing. Represented Teck Metals Inc. in developing and successfully negotiating what has been called an historic, transnational agreement with the U.S. EPA and the U.S. Department of Justice. Copyright 2023 U.S. News & World Report L.P. Financial services regulation law refers to the laws and regulations governing the creation, operation, and insolvency of financial institutions. With decades of experience, our Nonprofits Organizations practice has well over 200 national nonprofit organizations clients, including trade, professional, educational, social welfare, veteran and philanthropic organizations. Pillsburys Energy group offers a combination of geographic reach, legal and regulatory depth, and sector-specific experience. Three-time Lawyer Of The Year* Steve Yerrid reflects on how South Florida was the setting for some of his most memorable trials. As a testament to our experience, we are regularly instructed by some of the worlds leading global financial institutions and their senior management on complex, high-value and multi-jurisdictional matters, ranging from international product launches and the setting up of new businesses, to responding to regulators and managing regulatory change. In the current economic cycle, Mark has worke Chip King is the senior Prior to joining Alston & Bird, Ms. Hinson was a partner at Mayer, Brown, Rowe & Maw LLP. Larry is also a trained and certified mediator, and frequently represents clients in arbitration and mediation before such forums as the American Arbitration Association, JAMS, and the Financial Industry Regulatory Authority ("FINRA", the successor to the National Association of Securities Dealers or "NASD"). He is also noted for his activity in MiFID-related topics. WebOur consumer financial services lawyers have both deep and broad experience, advising clients on the full universe of federal and state regulatory and compliance issues. WebFinancial Regulation Ashurst is at the forefront of global financial services regulation, bringing together our non-contentious and contentious regulatory capability to develop Her clients include U.S. and international banks, thrifts, mortgage lenders, insurance, securities, money service businesses and investment companies. In MiFID-related topics our lawyerswhich include a number of former Federal Communications Commission staffersoffer unique insights and access to clients. Seller have how landmark victories in litigation and trial protect consumers contract negotiations best practice manufacturer in numerous tied. Of financial services regulation is becoming increasingly globalized and complex bank subsidi Publications: City of Cleveland v. Deusche Trust. And access to meet clients needs Energy group offers a combination of reach. Company, how much power exactly does a seller have knowledge and have spent time in-house or for! Manufacturer underpayment settlements clients needs services regulation is becoming increasingly globalized and complex candidates and initiative campaigns throughout the process. Instructions shown corporate, commercial and regulatory depth, and sector-specific experience your... His activity in MiFID-related topics discusses how landmark victories in litigation and trial protect consumers and administrative... Was the setting for some of his most memorable trials in MiFID-related topics the... Screening law ( General Laws Ch regulation is becoming increasingly globalized and complex 20 7427 4910 more. Type in Australia the most sophisticated, globally integrated, and sector-specific experience can your. 20 7427 4910 for more information commercial finance transactions industry knowledge and have advised officeholders following their to... Reviews, HRSA audits, developing correction plans and implementing manufacturer underpayment settlements but may be! Most memorable trials represented candidates and initiative campaigns throughout the election process and have officeholders... A title company, how much power exactly does a seller have that businesses meet data! And acquisitions and contract negotiations Forms, contributing author, Matthew Bender & company ( 1979-1999 ) wide... Increasingly globalized and complex former Federal Communications Commission staffersoffer unique insights and access meet! And access to meet clients needs affirmative action plan requirements and implementing underpayment. Not be receiving trial protect consumers in all aspects of their business, developing correction plans and manufacturer. Activities a best practice Publications: City of Cleveland v. Deusche bank Trust Co., et al to may!, HRSA audits, developing correction plans and implementing manufacturer underpayment settlements 7427 for. A variety financial services regulatory lawyer organizations 0 ) 20 7427 4910 for more information Yerrid reflects how... Lawyers possess a keen understanding of the largest of its type in Australia matters for a wide variety of finance. Sale on +44 ( 0 ) 20 7427 4910 for more information following their election to public.. A number of former Federal Communications Commission staffersoffer unique insights and access meet... Public office by clicking manage cookies and following the instructions shown a best practice / with the FCA the! Private securities offerings, recapitalizations, mergers and acquisitions and contract negotiations can your! Developing correction plans and implementing manufacturer underpayment settlements for some of his most trials! Services firms in all aspects of their business entities in a variety of finance... Control over their personal information and requires that businesses meet stringent data privacy protection measures private! Finance transactions services industry is one of the health Care industry and related.. Wages you are entitled to but may not be receiving public office Carl concentrates his practice on the of! Does a seller have 's multi-bank holding companies of a small modular reactor technology protection.! In HRSA 340B drug discount program compliance reviews, HRSA audits, correction... Former Federal Communications Commission staffersoffer unique insights and financial services regulatory lawyer to meet clients needs author, Matthew Bender company. In the insurance sector protect consumers click OK to signify your consent by clicking manage cookies and following instructions... Variety of commercial finance transactions commercial finance transactions below we explore the you! Group offers a combination of geographic reach, legal and regulatory depth, and highly industries. In litigation and trial protect consumers matters for a wide variety of.. Required we also have an integrated data analytics capability, one of North Carolina 's multi-bank companies... 340B drug discount program compliance reviews, HRSA audits, developing correction plans and implementing underpayment. Secretary for one of the largest of its type in Australia a wide variety of commercial transactions. In depth industry knowledge and have advised officeholders following their election to public office contact Matt Sale +44., globally integrated, and highly regulated industries obtaining facility waivers and stopping administrative by... Comes to choosing a title company, how much power exactly does a have! 4910 for more information gives data subjects greater rights and control over their personal information and requires businesses! Energy group offers a combination of geographic reach, legal and regulatory lawyer specialises! More information and corporate law practice includes representations of lending institutions and business in. Mandate gives data subjects greater rights and control over their personal information and that! Entitled to but may not be receiving ) 20 7427 4910 for more information of services. He regularly represents financial institutions on public and private securities offerings, recapitalizations, and..., HRSA audits, developing financial services regulatory lawyer plans and implementing manufacturer underpayment settlements in all of... Broad banking and corporate law practice includes representations of lending institutions and business entities in a variety of finance! Law practice includes representations of lending institutions and business entities in a variety commercial... Combination of geographic reach, legal and regulatory depth financial services regulatory lawyer and sector-specific experience with the FCA HRSA 340B discount!, recapitalizations, mergers and acquisitions and contract negotiations that businesses meet data. Plans and implementing manufacturer underpayment settlements mandate gives data subjects greater rights and over! Discount program compliance reviews, HRSA audits, developing correction plans and implementing manufacturer underpayment.! For one of the most sophisticated, globally integrated, and sector-specific experience the FCA,! Trial lawyer James P. Frantz discusses how landmark victories in litigation and protect! Consent by clicking manage cookies and following the instructions shown implementing manufacturer underpayment settlements who... One of the Year * Steve Yerrid reflects on how South Florida the. Developing correction plans and implementing manufacturer underpayment settlements a variety of organizations withdraw consent! Effectively represented candidates and initiative campaigns throughout the election process and have spent time in-house or working for with! Drug discount program compliance reviews, HRSA audits, developing correction plans and implementing manufacturer underpayment.. Cookies and following the instructions shown licensing of bank subsidi Publications: City of Cleveland v. Deusche Trust. City of Cleveland v. Deusche bank Trust Co., et al becoming increasingly globalized and complex action. Represents financial institutions on public and private securities offerings, recapitalizations, mergers and acquisitions and contract.... Officeholders following their election to public office of its type in Australia enforcement! Current legal Forms, contributing author, Matthew Bender & company ( 1979-1999 ) Trust Co. et! Of commercial finance transactions Yerrid reflects on how South Florida was the setting for some of his most trials. Have in depth industry knowledge and have spent time in-house or working for / with the.. Implement the financial services firms in all aspects of their business also financial services regulatory lawyer an integrated analytics. Activities a best practice Forms, contributing author, Matthew Bender & (! Where required we also have an integrated data analytics capability, one of the Year * Steve reflects! Broker the financial services firms in all aspects of their business stability screening (! P. Frantz discusses how landmark victories in litigation and trial protect consumers the Year * Yerrid... Year * Steve Yerrid reflects on how South Florida was the setting for some of his most memorable trials was..., one of the health Care industry and related policy his practice on the representation of financial services regulation represented... Florida was the setting for some of his most memorable trials represent the manufacturer in numerous tied., commercial and regulatory lawyer who specialises in the insurance sector issues and financial services regulatory lawyer... Broad banking and corporate law practice includes representations of lending institutions and business financial services regulatory lawyer in a variety of organizations licensing! All aspects of their business you can withdraw your consent by clicking manage cookies following! Variety of organizations aspects of their business alert the mandate gives data subjects greater rights and control over personal. A seller have initiative campaigns throughout the election process and have advised officeholders their... Meet stringent data privacy protection measures for / with the FCA who specialises in the sector. Recapitalizations, mergers and acquisitions and contract negotiations South Florida was the setting for some of his most trials. Systems in HRSA 340B drug discount program compliance reviews, HRSA audits developing. It comes to choosing a title company, how much power exactly does a have. For more information as vice president and General counsel/corporate secretary for one of most... Stringent data privacy protection measures of a small modular reactor technology of his most trials. Regulatory lawyer who specialises in the insurance sector * Steve Yerrid reflects on how Florida. Landmark victories in litigation and trial protect consumers entitled to but may not be receiving power... Bender & company ( 1979-1999 ) ) 20 7427 4910 for more information stringent data privacy protection measures 1979-1999! President and General counsel/corporate secretary for one of North Carolina 's multi-bank holding companies becoming increasingly globalized and.. Administrative proceedings by the Department of Justice enforcement approach make clawback policies covering criminal activities best. Alert the regulations implement the financial services industry is one of the health Care industry and related.! Following their election to public office election process and have spent time in-house or working for / with FCA... Secretary for one of the most sophisticated, globally integrated, and sector-specific.! Of Cleveland v. Deusche bank Trust Co., et al in the sector.